40 Temperance Street, Suite 2600, Toronto, ON M5H 0B4, CANAs a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.Reporting to the Director, Market Regulation Policy, the Senior Policy Counsel is a member of the Market Regulation Policy Team. The Senior Policy Counsel will contribute to the development and implementation of CIRO 's market integrity rules andwill play a key part in CIRO 's leadership role in the area of Canadian market structure.Core ResponsibilitiesDevelop and draft new and revised policy based on thorough research, analysis and consultation focused on market integrity mattersLiaise with the Canadian Securities Administrators regarding ongoing policy initiatives, rules development and regulatory approvals of CIRO rule amendmentsReview, research and analyze domestic and international market structure developments, including changes in the operations of Canadian marketplacesRepresent CIRO at various events, including participation in advisory committee meetings, as well as in meetings with other internal/external stakeholders and other securities regulatorsProvide support to other CIRO divisions in a time-effective manner, including Surveillance, Trading Conduct Compliance, Trading Review and Analysis, Investigations and EnforcementAssist in the administration of exemptions and interpretations of UMIR to Participants in a time-effective mannerEducation/ExperienceLaw DegreeMember, in good standing, of the Bar in one or more Canadian jurisdictions5-10 years’ experience in private practice or in a regulatory or in-house position focusing on securities-related issuesExperience with policy development and implementationExperience in leading projectsCompletion of one or more of the Canadian Securities Course, Partners,



Directors and Senior Officers Course and Trader Training Course would be an assetKey Skills and CompetenciesStrong writing, analytical and communication skillsAble to work both independently and as part of a teamThought leadershipExtensive knowledge of market structure and marketplace operationsKnowledge of international markets, especially the U.S.Strong knowledge of trading practices of the securities industry, including equity, debt and derivatives marketsUniversal Market Integrity Rules and CIRO Dealer Member RulesWhat we offerCompetitive base salary in alignment with marketPerformance based bonusHybrid work environmentEmployer paid Health Perks and Spending Account that offer flexibility to meet your individual or family needs as of day oneDefined Contribution Pension Plan with company matching that starts on your first day of employmentPaid flex days and sick daysMaternity Leave Of Absence/Paternity Leave Of Absence top upPaid continuous learning and continuing development including designations*Asterisked offerings are not applicable to contractsWhy the Canadian Investment Regulatory Organization (CIRO)Our purpose and our impactWith offices across Canada - from Vancouver to Montreal, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. As regulators, we understand that we are all investors, and therefore a career with us is a purposeful career: protecting our future.Culture and Working EnvironmentLife at CIRO is purpose and performance-driven. We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do. This creates an environment where employees thrive, grow,



and are empowered to learn and contribute their best.Joining CIRO means becoming part of a dynamic and transparent organization that values accountability and is committed to maintaining the highest standards of regulatory oversight in the financial industry.Looking for a career where you can safeguard the integrity of Canadian markets? Join CIRO and be part of the team that secures our financial future.At CIRO, you’ll be part of an organization driven by Pride in Excellence, a strong Focus on Well-being, and A Shared Purpose that connects our people to meaningful work. We’re committed to fostering an inclusive, supportive environment where you can grow and make an impact. Learn more about what it’s like to build your career at CIRO by exploring our Careers page: https://www.Ciro.Ca/about-ciro/careersOur CommitmentCIRO is an equal opportunity employer and is committed to providing employment accommodations in accordance with the Ontario Human Rights Code and the Accessibility for Ontarians with Disabilities Act, 2005 (AODA). CIRO will provide accommodation to job applicants with disabilities throughout the recruitment process. Should you require accommodation, please contact Human Resources.We are committed to creating an inclusive and barrier-free recruitment and selection process across Canada. We welcome applications from all qualified individuals and are dedicated to providing accommodations upon request for candidates participating in all aspects of the recruitment process, in accordance with applicable human rights and accessibility legislation.Our Recruitment ProcessThis posting reflects an active vacancy on our teamWe use automated tools to assist with candidate sourcing and communications. Applications are reviewed by our hiring team and hiring decisions are made by people.This role has a hiring range of $137,000 - $147,000 with the placement and offered salary being based on knowledge, skills, education/training and experience, as well as external market conditions and internal equity.#J-18808-Ljbffr

📌 Senior Policy Counsel - C$137,000 - C$147,000 A Year (Winnipeg)
🏢 Canadian Investment Regulatory Organization
📍 Winnipeg