Senior Compliance Officer - CIRO/IIROC Oversight Lead (Burlington)

Senior Compliance Officer - CIRO/IIROC Oversight Lead (Burlington)

10 Aug
|
Harbourfront Wealth Management
|
Burlington

10 Aug

Harbourfront Wealth Management

Burlington

A leading wealth management firm in Canada seeks a Senior Compliance Officer to oversee compliance activities and promote a culture of compliance. The ideal candidate will have over 5 years of experience in compliance, including 3 years as a Tier 1 Supervisor. Responsibilities include staff supervision, conducting reviews, and supporting branch personnel with compliance inquiries. A post-secondary education and in-depth regulatory knowledge are essential. The role is hybrid, based in either Vancouver or other locations in Canada, with a market-competitive salary range of $80k-$110k.
#J-18808-Ljbffr

📌 Senior Compliance Officer - CIRO/IIROC Oversight Lead (Burlington)
🏢 Harbourfront Wealth Management
📍 Burlington

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: senior compliance officer - ciro/iiroc oversight lead (burlington) / burlington

Subscribe to this job alert:

Get the latest job offers by email for: senior compliance officer - ciro/iiroc oversight lead (burlington) / burlington