Sr. Regulatory Analyst, Registrant Oversight (Alberta)

Sr. Regulatory Analyst, Registrant Oversight (Alberta)

10 Aug
|
Step by Step Professional Services
|
Alberta

10 Aug

Step by Step Professional Services

Alberta

Senior Regulatory Analyst, Registrant Oversight (Full time)

Our client, a provincial capital markets regulator and member of the Canadian Securities Administrators (CSA) , is hiring a Senior Regulatory Analyst to lead complex compliance reviews and shape Canada’s regulatory landscape.

Key Requirements

Direct securities regulatory experience (required)

External audit experience is required, i.e.: Big 4, equivalent, or experience within a securities regulatory body

CPA or CFA designation

10+ years in regulatory / compliance / financial services

What You’ll Do

Interpret and apply Canadian securities legislation

Deliver regulatory reports and action recommendations

Collaborate on CSA initiatives and policy work

Mentor junior analysts and engage with industry stakeholders

Why Apply

High-visibility role with national exposure

Robust leadership and policy involvement

Location

Calgary-based hybrid role

Relocation required — partial support may be available

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📌 Sr. Regulatory Analyst, Registrant Oversight (Alberta)
🏢 Step by Step Professional Services
📍 Alberta

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