CIRO / OCRI in Toronto is seeking a Business Conduct Compliance Examiner to join the Business Conduct Compliance team. In this role, you will conduct comprehensive assessments of firm activities, ensuring compliance with regulatory requirements. You will collaborate with various departments, perform examinations, and document findings.
Ideal candidates will have a general undergraduate degree, 2–4 years of relevant experience, and examinations in the investment industry. A hybrid work setting and competitive benefits are offered.
📌 Compliance Examiner: Field & Risk Reviews (Hybrid) (Toronto)
🏢 CIRO / OCRI
📍 Toronto
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