Drive compliance efforts as a Regulatory Compliance and Complaints Coordinator at Wellington-Altus in Winnipeg. Support governance and regulatory initiatives while managing client complaints effectively. Wellington-Altus Financial Inc. is seeking a full-time Regulatory Compliance Coordinator.
This role requires exceptional organizational, communication, and writing skills, and the ability to manage multiple priorities within a quick-paced atmosphere. As part of the Corporate Services team, you will be instrumental in supporting compliance and complaints management, serving alongside various stakeholders including the Chief Compliance Officers. Key Responsibilities:
- Coordinate regulatory client complaints from intake through resolution
- Assist in drafting complaint responses and regulatory correspondence
- Track complaint files and monitor key deadlines
- Maintain records for complaint investigations and outcomes
- Support the VP in executing compliance initiatives Requirements:
- Post-secondary education in a related field
- 2+ years' experience in compliance or risk management
- Knowledge of Canadian financial services regulations
- Proficiency in MS Office suite
- Strong verbal and written communication skills Foster regulatory compliance and governance in a vibrant team at Wellington-Altus in Winnipeg.