Step into the role of Senior Analyst, Investigative Trading at CIRO. Focus on investigative assessments and lead a team in compliance with Canadian securities law in a hybrid manner.
As the Senior Analyst at CIRO, you will conduct preliminary investigations and write reports on UMIR or Canadian securities law violations. Your leadership will be key as you oversee the work of Investigative Trading Analysts. With a focus on developing monitoring tools, you will also contribute to regulatory reviews and special projects while assisting in case assessments under your manager's guidance.
Key Responsibilities:
• Conduct assessments of potential securities law violations
• Prepare clear and concise preliminary investigation reports




• Provide coaching for Investigative Trading Analysts
• Help develop innovative monitoring tools and systems
• Participate in assessments and regulatory initiatives
Requirements:
• Completion of Canadian Securities Course and related exams
• Professional development in Economics or Commerce preferred
• Robust analytical and organizational skills
• Effective writing and communication abilities
• Bilingual in French and English is a plus
Use your investigative expertise to enhance CIRO’s trading compliance efforts.
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📌 Senior Analyst Investigative Trading CIRO (Vancouver)
🏢 CIRO / OCRI
📍 Vancouver