Job Role : Operations - Compliance Officer

Duration : 8+ months (Highly chance to extends)

Location : Montreal, QC (Need to go 3 days in week onsite)

- Development of databases and questionnaires, report on risk assessment results, and securely store all risk assessment documentation;
- Development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements and obligations;
- Creating and maintaining the process by which the business will document and assess their controls through the risk assessment framework;
- Training and coordinating the execution of Compliance Risk Assessment campaigns:
- Quality assurance reviews of risk assessment results to review consistency and completeness of responses;
- Supporting 1LOD with the documentation of corrective action plans in the appropriate repository along with owner and target date;
- Identification of potential enhancements to the compliance risk assessment methodologies, procedures, processes,



tools and user interface, risk indicator inputs, analytics and reporting formats;
- Comply with external regulatory requirements and expectations; internal control standards; Group, Americas, IHC and Operating Entity policies, procedures and standards with regard to Compliance Risk Assessments as appropriate;
- Development of Compliance Risk Assessment reporting and presentations to appropriate governing bodies;

The strengths and skills that will help you succeed:
- Strong knowledge of data analytics, working with structured and unstructured data. Robust Excel knowledge, including use of advanced formulas.
- Strong communication skills including proficiency in writing concise and substantive commentary to summarize results.
- Robust attention to detail.
- Presentation and reporting skills including MS Excel, SharePoint,

📌 Compliance Officer (Montreal)
🏢 Mindlance
📍 Montreal