09 Aug
|
Iaawg
|
British Columbia
09 Aug
Iaawg
British Columbia
Elevate your career at iA Financial Group as a Corporate Branch Manager, driving compliance and advisor support in the mutual fund industry. Leverage your expertise to ensure regulatory adherence and enhance client confidence.
In this key managerial role, you will oversee advisor activities while maintaining rigorous compliance standards. Your experience in financial services will contribute to the successful execution of KYC updates, trade supervision, and compliance policies across a region of independent advisors. This role is both impactful and collaborative, fostering strong partnerships with compliance teams.
Key Responsibilities:
• Supervise trading activities for mutual fund advisors
• Review and approve current account openings and KYC updates
• Investigate questionable transactions and escalate concerns
• Monitor compliance trends and communicate findings
• Provide ongoing support and education to advisors
Requirements:
• 2 to 3 years of compliance supervision experience
• Strong knowledge of mutual fund regulations
• Completed the Canadian Investment Funds Course
• Ability to analyze regulatory requirements
• Strong English communication skills
Make a difference in the financial services industry by applying your compliance skills and passion for advisor success at iA Financial Group.
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📌 Corporate Branch Manager at iA Financial Group (British Columbia)
🏢 Iaawg
📍 British Columbia