Lead compliance initiatives at BMO Nesbitt Burns as the Senior Compliance Manager focused on Regulatory Engagement. This role emphasizes expertise in securities regulation and involves significant regulatory submissions.In this leadership position, you will report to both the Chief Compliance Officer and the Managing Director of Regulatory Engagement. Your expertise in CIRO rules and financial services compliance will directly influence a major modernization project within BMO Private Wealth. You will play a pivotal role in ensuring compliance, preparing regulatory documentation,



and engaging with stakeholders throughout the process.Key Responsibilities:Prepare and finalize regulatory submissions and applicationsLead compliance initiatives for technology modernizationBuild senior-level relationships across various departmentsDevelop communications and presentations for internal committeesParticipate in monitoring and audit processes triggered by changesRequirements:8+ years in compliance or regulatory rolesUniversity degree and relevant certificationsDeep knowledge of CIRO rules and securities regulationStrong analytical and critical-thinking skillsExperience with regulatory audits or testing programsBring your regulatory expertise and leadership skills to drive compliance at BMO Nesbitt Burns.#J-18808-Ljbffr

📌 Compliance Manager For Regulatory Engagement (Toronto)
🏢 Bank of Montreal
📍 Toronto