Advance your career as a Regulatory Compliance Officer at CI Financial Corp., focusing on managing complaints and internal investigations. This role involves ensuring compliance while working primarily onsite.The Compliance Officer will play a crucial role in assessing Reportable Matters, reporting complaints as mandated by regulatory agencies, and preparing comprehensive investigation reports. Candidates must demonstrate robust analytical skills and have a minimum of five years of industry experience.



Collaboration with various stakeholders is essential to effectively resolve issues in a compliant manner.Key Responsibilities:- Assess if CRI Team involvement is necessary for cases- Ensure timely complaint reporting to CIRO and AMF- Prepare and document thorough internal investigation reports- Draft response letters for compliance review process- Engage with various departments for issue resolutionRequirements:- Post-secondary education along with CSC or CPH qualifications- 5+ years of experience in the investment sector- In-depth knowledge of CIRO regulations and compliance- Proven track record in complaint management- Proficient in Microsoft Office programsLeverage your compliance skills at CI Financial to enhance the integrity of our operations.#J-18808-Ljbffr

📌 Regulatory Compliance Officer (Winnipeg)
🏢 Alkan Air
📍 Winnipeg