Join RBC as the Director of Regulatory Inquiries, leading compliance investigations in Toronto, Canada. Supervise inquiries and empower a team to address regulatory challenges effectively.This leadership position is vital within the Regulatory Complaints, Investigations and Inquiries (RCII) team at RBC. You will oversee both internal and external investigations, ensuring compliance and providing regulatory advice across diverse business units. Collaborate closely with key stakeholders to identify issues, enhance practices, and resolve inquiries efficiently.Key Responsibilities:Supervise a team of compliance specialistsConduct investigations and analyze evidence criticallyManage responses to regulatory inquiries accuratelyElevate potential risk areas through analysisMaintain effective tracking and documentation systemsRequirements:Proven leadership experience in complianceStrong understanding of securities regulationExcellent decision-making and analytical skillsEffective communication and relationship-building abilitiesDetail-oriented with a focus on regulatory complianceLead the charge in compliance excellence at RBC, guiding your team through complex regulatory inquiries.#J-18808-Ljbffr
📌 Audit And Compliance Leadership Role (Richmond)
🏢 Insurance Council of BC
📍 Richmond
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