Elevate your career with Fidelity as the Trade Supervision and Oversight Manager, based on a adaptable hybrid schedule. Oversee trading activities while ensuring compliance with Canadian regulations and internal policies.
In this key management position, you will supervise trading across multiple asset classes, including equities and FX, while collaborating with technology, compliance, and risk teams. Your role will drive the enhancement of surveillance practices and implement data analytics for better control frameworks. You'll actively participate in improving trading processes and vendor relationships to ensure effective execution.
Key Responsibilities:
• Supervise daily trading for multiple asset classes
• Monitor trading conduct using data-driven applications
• Conduct daily supervisory reviews and escalate issues
• Maintain and update desk policies and procedures
• Collaborate with teams to enhance surveillance capabilities
Requirements:
• Strong knowledge of CIRO and UMIR rules
• 5+ years in trading or compliance oversight
• Experience with trade surveillance tools
• Excellent analytical and investigative skills
• University degree or equivalent experience
Help Fidelity set the standard for regulatory compliance within trading operations.
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