Own and oversee the Tier 1 supervision framework for SLFISI and SLCSIEnsure consistent execution of supervision activities across regions and teamsServe as senior escalation point for complex supervision mattersProvide direct leadership to up to 10 direct reportsEstablish KPIs, KRIs, and productivity benchmarksSet vision and roadmap for Tier 1 supervisionDrive data-informed decision-making and continuous improvementAct as principal escalation point for compliance-related inquiriesAttend regional events to foster relationships with field leadership and advisorsRequirementsUniversity degree, Skilled Designation (MBA, CIM, CFA)Minimum of 10 years of financial industry experienceKnowledge of mutual fund and investment dealer compliance standardsProficiencies required for registration with CIRO as a SupervisorExceptional communication skillsSound judgment and integrity in handling high-risk mattersExperience managing high performing teams in a regulatory environmentKnowledge of wealth productsAbility to travel nationally (10%-15%)Bilingualism (French, English)



required for QuebecCore CompetenciesDemonstrates expertise in Tier 1 supervision frameworks, compliance standards, and team leadership within the financial industry. Proven ability to drive data-informed decision-making and establish KPIs and KRIs for continuous improvement.Highest-signal resume keywordsTier 1 Supervision FrameworkFinancial Industry ExperienceCompliance Standards KnowledgeTeam LeadershipBilingualism (French, English)ATS Optimization KeywordsHard SkillsKPI EstablishmentKRI DevelopmentData-Informed Decision-MakingWealth Products KnowledgeCIRO Registration ProficiencySoft SkillsExceptional Communication SkillsSound JudgmentIntegrityCertifications & QualificationsUniversity DegreeProfessional Designation (MBA, CIM, CFA)Industry KeywordsMutual Fund ComplianceInvestment Dealer ComplianceRegulatory EnvironmentHigh Performing TeamsNational Travel #J-18808-Ljbffr

📌 Director, Wealth Oversight Programs (Toronto)
🏢 Jobtailor
📍 Toronto