Advance your career as a Compliance Analyst with Wellington-Altus in Winnipeg, Toronto, Burlington, or Vancouver. This role focuses on ensuring compliance with regulatory standards and supporting the advisory teams.Reporting to the AVP, Compliance, you will play a crucial role in the compliance framework for Wellington-Altus Private Counsel and Wellington-Altus USA. Your duties will include assessing regulatory compliance through document reviews and collaborating with multiple departments.



This position is ideal for those looking to make a significant impact on compliance processes in the financial sector.Key Responsibilities:- Conduct regulatory compliance reviews of documents- Monitor high-risk accounts and prepare reports- Review outside business activities and personal trade monitoring- Work with Compliance, Audit, and Advisory teams- Assist in creating compliance training materialsRequirements:- Bachelor's degree in a relevant field- Investment Dealer or Portfolio Manager experience- Familiarity with provincial and SEC regulations- Robust skills in MS Office tools- Excellent communication and organizational abilitiesJoin Wellington-Altus to drive regulatory compliance and enhance oversight within a top-ranked investment dealer.#J-18808-Ljbffr

📌 Compliance Analyst Needed At Wellington-Altus (Toronto)
🏢 Canadian Tire Corporation
📍 Toronto