Lead compliance and operational risk management for Bank of America's Canadian operations. Oversee compliance policies, risk assessments, and regulatory changes for enhanced operational integrity.
The Country Compliance and Operational Risk Manager plays a vital role in Canada, engaging with C∨ officers and ensuring adherence to global policies. This manager will shape training oversight, regulatory inventory maintenance, and assist in preparing for audits. With responsibilities across multiple lines of business such as equities and fixed income, expertise in the regulatory landscape is essential.
Key Responsibilities:
• Develop independent risk management reporting for governance routines
• Oversee FLU/CF training, ensuring completion and content relevance
• Create and maintain C∨ policies and standards for compliance
• Monitor regulatory workplace and communicate changes effectively
• Manage and challenge remediation plans for C&OR-owned; issues
Requirements:
• University degree or equivalent
• 5 years' experience in securities within a financial institution
• Compliance expertise in futures and fixed income trading
• Asset: Compliance in equities trading
• Project management background preferred
Elevate your career by ensuring robust compliance and risk oversight at Bank of America.
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📌 Operational Risk Manager at Bank of America (Toronto)
🏢 Stryker
📍 Toronto
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