Join Royal Mutual Funds Inc. as the Senior Manager for Compliance, guiding key compliance initiatives and ensuring regulatory adherence. Work alongside a energetic team to build robust compliance frameworks.As a pivotal member of the compliance team, you will oversee all securities-licensed activities, providing expert advice and solutions on regulatory risks. You will take the lead on compliance policy updates and play a crucial role in audits and regulatory reviews, fostering collaboration with various stakeholders.Key Responsibilities:Oversee compliance in Financial Planning and Private BankingRecommend practical compliance solutions for business projectsMonitor and act on regulatory changes and proposalsMaintain relationships with key business partnersLead RMFI's response to compliance-related auditsRequirements:10+ years in financial services with compliance expertiseIn-depth knowledge of the securities industryStrong interpersonal and communication skillsProactive self-starter thriving under pressureBachelor's degree in business, finance, or related disciplineContribute to RMFI's integrity through your strategic compliance direction and oversight.#J-18808-Ljbffr

📌 Compliance Senior Manager Position At Rmfi (Toronto)
🏢 RBC
📍 Toronto