Division OverviewDivision Description: The Risk Management division at SG (RISQ) provides independent oversight of SG's Business Lines while maintaining independent oversight through risk evaluation, monitoring and testing. The RISQ division in the US supports all the activities in the Americas Region (US, Canada, and Latin America), which is almost exclusively corporate and investment banking (GBIS) oriented.ResponsibilitiesThe Second Level Testing team (RISQ/CTL) is responsible for executing risk‐based independent testing of controls established to manage and mitigate operational risk and regulatory risk associated with those regulations applicable to the Risk function. Reviews are completed and, where deficiencies are identified, corrective actions plans are defined and developed to remediate them using the Root Cause Taxonomy. The frequency of coverage and focus of reviews is informed by the Risk and Control Self‐Assessment (RCSA) and Regulatory Risk Assessment processes and qualitative input from Senior Risk Officers.Day‐to‐Day ResponsibilitiesLead CTL coverage of RISQ activities and manage relationships with senior RISQ and Business leadershipExecute risk‐based testing reviews under the Annual RISQ CTL Testing PlanSupport development of the annual risk‐based CTL Testing and Control PlansCover key risk areas including Operational Risk, Fraud, Third‐Party Risk, HR processes, and Trade Booking/SettlementAssess processes, risks, and controls, design testing programs and scriptsDocument testing and workpapers to third‐party‐review standardsIdentify issues, challenge the business, and ensure timely remediation plansPrepare and deliver transparent, concise final testing reportsValidate closure of corrective actions by agreed due datesLead and manage a team of testers, including scope, quality review, issue assessment,



and progress trackingProvide hands‐on support during fieldwork and stakeholder engagementCoordinate planning and results with Central RISQ and Internal AuditFacilitate results reporting to local and global senior managementEscalate issues where needed to ensure timely resolution and accountabilityCompetenciesInquisitive with strong attention to detailStrong written and verbal communication skills; effective across all organizational levelsAbility to work independently and take initiativeStrong analytical, problem‐solving, and organizational skillsAbility to manage multiple priorities in a dynamic, deadline‐driven environmentKnowledge of Corporate & Investment Banking, Broker‐Dealer, and FCM risks and regulationsAbility to apply laws, rules, and regulations to business activities and identify key risksTechnical Skills & KnowledgeProficient in Microsoft Word, Excel, and PowerPointExcellent writing skillsSecurities licenses a plusPrior Work Experience7–12 years of experience within a financial services firm5–7 years of Operational Risk testing or Audit experienceGeneral knowledge of regulatory requirements for investment banking and broker‐dealer activitiesQualificationsB.A./B.S. requiredLanguageAbility to communicate in English, both orally and in writing, is a requirement as the person in this position will need to collaborate regularly with colleagues and partners in the United States.Background ScreeningDue to US Federal Securities law that may apply to this position, candidates who will apply for this position may be required to submit to an enhanced background screening, including the collection of their fingerprints by a third‐party vendor selected by the Financial Industry Regulatory Authority ("FINRA").EEO StatementSociete Generale is committed to offering an inclusive recruitment experience to all candidates. If you require any reasonable accommodations during the recruitment process, please do not hesitate to let our Recruiters know. #J-18808-Ljbffr

📌 Sr. Control Testing Officer (Montreal)
🏢 Société Générale
📍 Montreal