Elevate your compliance career with TD as a Senior Manager in Corporate & Investment Banking in Toronto, Ontario. Drive compliance strategies, build global programs, and manage regulatory risks throughout your role.As a Senior Manager for Compliance, you will focus on Corporate & Investment Banking, including guiding public and private equity offerings. Moreover, you'll play a crucial part in developing a robust compliance program across several regions including Canada and Asia-Pacific.
This position requires in-depth compliance experience and keen insight into regulatory frameworks.Key Responsibilities:Provide strategic compliance advice to front office operationsDevelop global Investment Banking Compliance programsMonitor regulatory changes and assess their impactManage compliance activities consistent with the bank's risk cultureConduct investigations and recommend corrective actionsRequirements:8-12+ years of compliance advisory experienceStrong understanding of investment banking regulationsExcellent communication skills in complex environmentsFamiliarity with Canadian and U.S. regulatory frameworksJD, LLB, LLM or similar legal background preferredJoin TD in shaping the future of investment banking compliance through insightful leadership and strategic guidance.#J-18808-Ljbffr
📌 Senior Manager Compliance In Banking (Toronto)
🏢 TD
📍 Toronto
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