Designed Securities Ltd. seeks a Chief Compliance Officer to enhance our compliance program. This role combines strategic insight and practical regulatory knowledge to guide our firm effectively.As the CCO, you will play an essential role in strengthening the governance framework and compliance controls within our investment dealer firm. This position requires a proactive leader who can collaborate effectively with various teams while embodying the culture of accountability. You will ensure compliance with regulatory requirements and internal policies,



making a meaningful impact on our advisors and clients.Key Responsibilities:Lead compliance program development and implementationEnsure compliance with securities laws and internal guidelinesProvide compliance advice to leadership and operational teamsEngage stakeholders in promoting ethical decision-makingLiaise with external auditors and regulatory authoritiesRequirements:Minimum 5 years in Investment Dealer, 3 years in complianceIn-depth knowledge of securities regulations and obligationsProven leadership skills in compliance environmentsExceptional written and verbal communication abilitiesCIRO CCO exam completion or active CCO registrationShape the future of compliance at Designed Securities Ltd. as our Chief Compliance Officer.#J-18808-Ljbffr

📌 Chief Compliance Officer Opening In Investment Sector (Toronto)
🏢 Designed Wealth Management
📍 Toronto