Lead compliance initiatives at iA Private Wealth as the Director of Compliance – Business Conduct & Tier 1 Supervision. Oversee regulatory compliance for registered branches across Canada.In this pivotal role, you will manage a team of Senior Branch Managers and oversee compliance reporting, regulatory inquiries, and product due diligence. You will also ensure effective supervision of branch operations while developing policies aligned with regulatory changes. Your leadership, combined with robust communication skills, will enhance our Business Conduct & Tier 1 Surveillance Program.Key Responsibilities:Manage a team of three Senior Branch Managers and 40-45 staffOversee compliance reporting and product due diligenceSupport branch management in servicing advisorsSupervise branch visit program frequency and schedulingAnalyze regulatory changes impacting surveillance programsRequirements:10+ years of securities experience with a relevant degreeStrong leadership and problem-solving skillsExperience with regulatory bodies (IIROC, OSC)Fluency in French and advanced English requiredWillingness to travel occasionallyBring your leadership and compliance expertise to iA Private Wealth for a rewarding career.#J-18808-Ljbffr

📌 Director Of Compliance At Ia Private Wealth (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal