Bank of Montreal is seeking a Senior Compliance Manager, Trade Surveillance to lead the Tier 2 account supervision team at Head Office. You will oversee daily, periodic, and trend reviews, challenge Tier 1 activities, and ensure compliance with CIRO rules and internal policies.
This role drives risk-based testing, reporting, and continuous improvement across supervision programs. You will collaborate with Legal, Risk, Compliance, and Leadership to address regulatory developments, provide
#J-18808-Ljbffr
📌 Trade Surveillance Senior Manager: Compliance Leader (Ontario)
🏢 Bank of Montreal
📍 Ontario
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.