Lead trading supervision and regulatory oversight at Fidelity with a versatile hybrid schedule. You'll ensure compliance across multiple asset classes while enhancing surveillance capabilities.
As Trade Supervision and Oversight Manager for Fidelity, you'll play a crucial role in supervising trading activities to guarantee adherence to Canadian regulations. Your responsibilities include supporting trading, compliance, and risk teams while leveraging technology to streamline processes. Furthermore, you'll monitor trades and maintain robust controls to ensure the integrity of market practices.
Key Responsibilities:
• Oversee daily trading across multiple asset classes
• Implement compliance with Canadian regulatory requirements
• Monitor trading conduct through data-driven applications
• Provide guidance on regulatory interpretation and policies
• Refine supervisory procedures in line with CIRO expectations
Requirements:
• University degree or equivalent experience
• 5 years in trading or compliance oversight
• Knowledge of CIRO and UMIR rules
• Experience with trade surveillance tools
• Strong analytical and investigative skills
Drive excellence in trading supervision and enhance risk management at Fidelity.
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📌 Manager of Trading Oversight - Fidelity (Ontario)
🏢 Fidelity International
📍 Ontario
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