Lead compliance initiatives at iA Private Wealth as the Director of Compliance – Business Conduct & Tier 1 Supervision. Oversee regulatory compliance for registered branches across Canada. In this pivotal role, you will manage a team of Senior Branch Managers and oversee compliance reporting, regulatory inquiries, and product due diligence.

You will also ensure effective supervision of branch operations while developing policies aligned with regulatory changes. Your leadership, combined with strong communication skills, will enhance our Business Conduct & Tier 1 Surveillance Program. Key Responsibilities:

- Manage a team of three Senior Branch Managers and 40-45 staff
- Oversee compliance reporting and product due diligence




- Support branch management in servicing advisors
- Supervise branch visit program frequency and scheduling
- Analyze regulatory changes impacting surveillance programs Requirements:
- 10+ years of securities experience with a relevant degree
- Solid leadership and problem-solving skills
- Experience with regulatory bodies (IIROC, OSC)
- Fluency in French and advanced English required
- Willingness to travel occasionally Bring your leadership and compliance expertise to iA Private Wealth for a rewarding career.

📌 Director of Compliance at iA Private Wealth (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal