Investment Adviser Compliance (Calgary)

Investment Adviser Compliance (Calgary)

06 Aug
|
RBC Dominion Securities
|
Calgary

06 Aug

RBC Dominion Securities

Calgary

Grow your business, your way – with RBC As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you’ve dreamed of starting your own business, but haven’t had the training, support, and resources from a company like RBC. You have excellent people and problem-solving skills that help you build and maintain client relationships.

You’re driven to do meaningful work to help people reach their life goals by providing strong planning and financial advice.

Lean on RBC Dominion Securities’ solid brand and reputation to build a client base of high-net-worth individuals, families and business owners and manage their complex financial needs.

Leverage RBCs extensive investment and wealth management resources to create customized portfolios and wealth plans for your clients.

Foster trusted, often multi-generational, long-term relationships using personalized service and advice.

Establish and maintain reciprocal relationships with RBC partners such as Personal & Commercial Banking and Insurance to ensure your clients are supported in all aspects of their financial lives.

You have completed the Canadian Investment Regulatory Exam,



CIRE and the Retail Securities Exam (RSE) or will prior to your start date.

You have a passion for financial planning and a keen interest in portfolio management.

You have strong relationship building skills and an ability to connect with all types of individuals.

Experience in a direct marketing role, financial services and shown success in high value sales and business development, regardless of industry/discipline.

Completed the Certified Financial Planner (CFP), Chartered Investment Manager (CIM), and Chartered Financial Analyst (CFA).

A comprehensive Total Rewards packages that prioritizes your overall wellbeing, with flexible and modern benefits, including parental leave.

Base salary to get you started and unlimited earning potential through commission and fees.

Autonomy to build and run your own business within the RBC brand leveraging our resources and guidance in a flexible environment.

Flexible work arrangements and leaders who support your needs—both personal and professional.

Investment Banking

Investment Consulting

Investment Management

Private Banking

Employment Type: Full time

📌 Investment Adviser Compliance (Calgary)
🏢 RBC Dominion Securities
📍 Calgary

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