Investment Adviser Compliance (Chilliwack)

Investment Adviser Compliance (Chilliwack)

06 Aug
|
RBC Dominion Securities
|
Chilliwack

06 Aug

RBC Dominion Securities

Chilliwack

Grow your business, your way – with RBC. As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you’ve dreamed of starting your own business, but haven’t had the training, support, and resources from a company like RBC.

Excellent people and problem‑solving skills that help you build and maintain client relationships. Driven to do meaningful work to help people reach their life goals by providing strong planning and financial advice. Lean on RBC Dominion Securities’ strong brand and reputation to build a client base of high‑net‑worth individuals, families and business owners and manage their complex financial needs.

Leverage RBC’s extensive investment and wealth management resources to create customized portfolios and wealth plans for your clients. Foster trusted, often multi‑generational, long‑term relationships using personalized service and advice. Establish and maintain reciprocal relationships with RBC partners such as Personal & Commercial Banking and Insurance to ensure your clients are supported in all aspects of their financial lives.

Completed the Canadian Investment Regulatory Exam, CIRE and the Retail Securities Exam (RSE) or will complete prior to your start date.



Passion for financial planning and a keen interest in portfolio management. Strong relationship building skills and ability to connect with all types of individuals.

Experience in a direct marketing role, financial services and shown success in high‑value sales and business development, regardless of industry/discipline. Completed the Certified Financial Planner (CFP), Chartered Investment Manager (CIM), and Chartered Financial Analyst (CFA). A comprehensive Total Rewards package that prioritizes your overall wellbeing, with flexible and modern benefits, including parental leave.

Base salary to get you started and unlimited earning potential through commission and fees. Autonomy to build and run your own business within the RBC brand leveraging our resources and guidance in a adaptable environment. Flexible work arrangements and leaders who support your needs—both personal and professional.

Client

Counseling, Critical Thinking, Decision Making, Interpersonal Relationship Management, Interpersonal Relationships, Investment Banking, Investment Consulting, Investment Management, Private Banking, Product Services.

Employment Type: Full time

📌 Investment Adviser Compliance (Chilliwack)
🏢 RBC Dominion Securities
📍 Chilliwack

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