Sr. Regulatory Analyst, Registrant Oversight (Alberta) (Calgary)

Sr. Regulatory Analyst, Registrant Oversight (Alberta) (Calgary)

06 Aug
|
Step by Step Professional Services
|
Calgary

06 Aug

Step by Step Professional Services

Calgary

Senior Regulatory Analyst, Registrant Oversight (Full time)

Our client, a provincial capital markets regulator and member of the Canadian Securities Administrators (CSA) , is hiring a Senior Regulatory Analyst to lead complex compliance reviews and shape Canada’s regulatory landscape.

Key Requirements

- Direct securities regulatory experience (required)
- External audit experience is required, i.e.: Big 4, equivalent, or experience within a securities regulatory body
- CPA or CFA designation
- 10+ years in regulatory / compliance / financial services

What You’ll Do

- Interpret and apply Canadian securities legislation
- Deliver regulatory reports and action recommendations
- Collaborate on CSA initiatives and policy work
- Mentor junior analysts and engage with industry stakeholders

Why Apply

- High-visibility role with national exposure
- Robust leadership and policy involvement

Location

- Calgary-based hybrid role
- Relocation required — partial support may be available

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📌 Sr. Regulatory Analyst, Registrant Oversight (Alberta) (Calgary)
🏢 Step by Step Professional Services
📍 Calgary

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