Drive compliance and integrity as a Surveillance Officer at CIRO, focusing on trading analysis and market regulation. This hybrid role demands expertise in securities laws and real-time oversight.
As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to recent trading trends.
Key Responsibilities:
• Communicate with issuers about compliance matters
• Conduct detailed analysis of trading behaviors




• Review issuer press releases for compliance and materiality
• Halt trading when needed for effective news dissemination
• Collaborate to resolve market quality issues
Requirements:
• Relevant post-secondary degree
• 5-10 years' experience in trading/compliance
• Deep knowledge of derivatives trading
• Completion of Canadian Securities and Trader Training
• Expertise in CIRO’s marketplace regulations
Leverage your skills in trading compliance to uphold the standards of market integrity at CIRO.
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📌 Trading Compliance Surveillance Officer (Vancouver)
🏢 CIRO / OCRI
📍 Vancouver