ABOUT ONEX:Onex is an investor and asset manager that invests capital on behalf of Onex shareholders and clients across the globe. Formed in 1984, we have a long track record of creating value for our clients and shareholders. Onex became a public company in 1987 and is listed on the Toronto Stock Exchange under the symbol ONEX. Onex' two primary businesses are Private Equity and Credit. In Private Equity, we raise funds from third-party investors and invest them, along with Onex' own investing capital, through the funds of our private equity platforms: Onex Partners and ONCAP. Similarly, in Credit, we raise and invest capital across several private credit, liquid credit and public equity strategies.Our investors include a broad range of global clients, including public and private pension plans, sovereign wealth funds, insurance companies, family offices and high net worth individuals. Onex has $55.9 billion in assets under management, of which $8.4 billion is Onex' own investing capital. We generate value for our shareholders through two segments: Investing and Asset Management.The Opportunity:Onex is seeking a Chief Compliance Officer to lead the firm's compliance program and champion a culture of integrity and regulatory excellence. This role includes setting compliance strategy and ensuring compliance functions meet the regulatory standards across Canadian securities regulators. The CCO will guide a compliance team and partner with leaders across the firm, bring confident leadership, meticulous execution and sound judgement to this role. It is an opportunity to make an immediate impact and shape how the firm delivers compliant performance. The CCO will be reporting to the Managing Director and General Counsel.Key Responsibilities:Develop, implement documented, robust and effective compliance policies and procedures.Ensure adherence to Canadian securities laws and regulatory requirements, including compliance with National Instrument 31-103, 45-106, 81-102, 81-105,



and and compliance with all relevant provincial and national securities regulators.Ensure adherence to client reporting, including CRM2 and Total Cost Reporting obligations.Act as the primary contact for the Independent Review Committee of the public mutual funds and ensure preparation of IRC reporting.Oversee policies related to AML/ATF programs, privacy compliance, code of ethics, marketing review, and other compliance functions.Oversee AML/ATF programs in compliance with applicable Canadian and cross border regulatory requirements.Act as the primary contact for regulatory authorities and manage regulatory interactions and examinations.Implement and maintain the firm's privacy program and act as the firm's designated privacy officer.Prepare and coordinate regulatory filings and manage responses to regulatory queries and audits.Monitor and interpret regulatory developments across all Canadian provincial and advise senior leadership on implications.Establish, maintain and continuously improve the firm's compliance manual, policies and procedures ensuring they meet regulatory requirements and adherence to enterprise-wide policies and procedures.Review marketing and sales communications to ensure adherence to Canadian regulatory requirements.Oversee adherence to compliance related policies and procedures, assess outside activities and manage conflicts of interest disclosures.Design and deliver compliance training for staff and leaders of the firm.Build and execute regular assessments to test control effectiveness,



contribute to the firm's risk program and relevant committees with explicit recommendations. Identify and implement compliance frameworks for new initiatives and projects.Provide compliance training and assessments for all staff and leadership.Partner with other areas of the business to integrate compliance into operations and decision-making.Prepare and submit regular compliance reports to senior leadership and the Ultimate Designated Person.Candidate Profile:5+ years in compliance roles in the investment management or financial services industry.Previous registration as a Chief Compliance Officer with Canadian securities authorities or completion of courses/qualification required to register as a CCO with securities authorities (e.G., Canadian Securities Course, Chief Compliance Officer Qualifying Exam, Partners or Directors and Senior Officer courses).Demonstrates accuracy and thoroughness, ensures quality and a solid attention to detail and follow-through; committed to implementing best practices and continuous improvement.Presence and self-confidence to interface with the key constituents of the firm including process owners, senior executives, and other stakeholders.A high standard of integrity and ability to maintain the highest degree of confidentiality.Strong business acumen and work ethic with the desire, ability, and curiosity to think strategically to navigate competing issues and improve current processes.Extensive knowledge of Canadian securities legislation and compliance requirements (familiarity with U.S./other international securities laws an asset but not required).Strong analytical skills with an entrepreneurial spirit.Compensation and Additional Information:The expected base salary range for this position is C$130,000 to C$180,000 on an annualized basis.All-in compensation may vary based on several factors, such as relative experience, education level attained, certification(s), geographical location, etc. to

📌 Chief Compliance Officer - C$130,000 - C$180,000 A Year (Toronto)
🏢 Onex
📍 Toronto