A leading independent investment dealer is seeking a Senior Compliance Officer to ensure compliance with industry regulations. Responsibilities include executing daily compliance tasks, preparing management reports, conducting risk assessments, and providing guidance. The ideal candidate will have at least 5 years of compliance experience within the securities industry, along with relevant certifications. The position offers a market-competitive salary range of $80,000 to $100,000 annually, plus performance bonuses.#J-18808-Ljbffr
📌 Senior Product Risk & Compliance Lead - $80,000 - $100,000 A Year (Toronto)
🏢 Raymond James
📍 Toronto
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.