Drive compliance efforts as a Regulatory Compliance and Complaints Coordinator at Wellington-Altus in Winnipeg. Support governance and regulatory initiatives while managing client complaints effectively.
Wellington-Altus Financial Inc. is seeking a full-time Regulatory Compliance Coordinator. This role requires exceptional organizational, communication, and writing skills, and the ability to manage multiple priorities within a fast-paced atmosphere. As part of the Corporate Services team, you will be instrumental in supporting compliance and complaints management, serving alongside various stakeholders including the Chief Compliance Officers.
Key Responsibilities:
• Coordinate regulatory client complaints from intake through resolution




• Assist in drafting complaint responses and regulatory correspondence
• Track complaint files and monitor key deadlines
• Maintain records for complaint investigations and outcomes
• Support the VP in executing compliance initiatives
Requirements:
• Post-secondary education in a related field
• 2+ years' experience in compliance or risk management
• Knowledge of Canadian financial services regulations
• Proficiency in MS Office suite
• Solid verbal and written communication skills
Foster regulatory compliance and governance in a vibrant team at Wellington-Altus in Winnipeg.
#J-18808-Ljbffr

📌 Regulatory Compliance Coordinator in Winnipeg
🏢 Wellington-Altus Private Wealth
📍 Winnipeg