Lead compliance strategy at TMX Group as Chief Compliance Officer, ensuring robust adherence to legal and regulatory frameworks within the capital markets. This role emphasizes collaboration across various functions and regulatory authorities.

The Chief Compliance

Officer is crucial in maintaining compliance for CDS Clearing and Depository Services Inc. and the Canadian Derivatives Clearing Corporation. With a focus on developing a robust compliance culture, the CCO will coordinate with internal teams and key regulators. Lead compliance initiatives and monitor evolving regulatory requirements to ensure both entities operate effectively within their designated frameworks. Key Responsibilities:
Develop and oversee compliance programs for CDS and CDCC
Liaise with regulators like the Bank of Canada and CSA




Prepare Annual Compliance Reports for the Board
Monitor and report breaches of regulatory requirements
Collaborate on compliance strategies and incident management Requirements:
Minimum 10 years of compliance experience in regulated entities
Proven engagement with regulators and compliance frameworks
Expertise in financial market infrastructures or institutions
Robust leadership and communication skills
Ability to effectively communicate with executives and Boards Ensure compliance, regulatory engagement, and leadership in financial markets as TMX Group's Chief Compliance Officer.

📌 Chief Compliance Officer At Tmx Group Toronto
🏢 TMX Group
📍 Toronto