Join Canaccord Genuity as a Regional Supervisor in Toronto, specializing in compliance and client relations. You will ensure regulatory adherence while supporting branch operations and client interactions effectively.

In this supervisory role, reporting to the Managing Director of Wealth Management, you will address compliance issues and oversee essential administrative processes within multiple provincial branches. Ideal candidates possess robust organizational skills, attention to detail, and experience in the brokerage industry. Your focus will be on maintaining a robust understanding of compliance requirements while providing guidance and support to advisors.

Key Responsibilities:
• Act as escalation point for compliance issues




• Handle corporate and wealth management client calls
• Conduct daily and monthly compliance reviews
• Review recent accounts and KYC updates
• Spot check trading authority for clients

Requirements:
• Completion of Canadian Securities Course (CSC)
• Active CIRO Supervisor License
• Experience in a supervisory role in brokerage
• Proficiency in Microsoft Office applications
• Robust organizational and communication skills

Drive compliance and enhance client relationships as a pivotal member of Canaccord Genuity's team in Toronto.
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📌 Regional Supervisor At Canaccord Genuity Ontario
🏢 Canaccord Genuity Group
📍 Ontario