Aviso Wealth is dedicated to improving the financial well‑being of Canadians through leadership, innovation, partnership, responsibility, and community.

The Opportunity
We’re looking to fill an opening for a Branch Compliance Manager to join our Compliance team for 9 months.

The Branch Compliance Manager will focus on providing daily Tier 1 supervision of advisors located across Canada and work closely with head‑office compliance staff to manage Aviso’s overall compliance functions.

Who you are

Service – You put your clients’ needs first, advocate service excellence, and work to deliver client‑centric solutions.

Execution – You are committed to achieving your goals, focus on “getting things done,” and continually improve.

Collaboration – You work collaboratively, build trust and inclusion, and establish effective relationships inside and outside the organization.

Leadership – You lead your team, provide direction, coaching, and motivation, and help them overcome obstacles.

What your day looks like

Approve new accounts and material changes to existing accounts.

Perform Tier 1 daily and monthly reviews of advisor trading activity.

Handle compliance issues through resolution or appropriate escalation.

Serve as the key day‑to‑day contact for advisors regarding compliance matters.

Follow up with advisors on missing documentation.

Act as backup during the absence of other Branch Compliance Managers and compliance staff.

Support advisors with ongoing compliance education and training.

Assist with compliance projects and initiatives as needed.

Conduct branch visits at partner locations as required.





Your experience and skills

5+ years of experience in the financial services industry.

Ability to be registered as a Branch Manager with CIRO (formerly IIROC and MFDA).

Experience as a Branch Manager, Compliance Officer, or Advisor in an IIROC/MFDA firm.

Strong knowledge of industry rules and regulations.

Strong verbal and written communication skills.

Strong mediation and influencing skills.

Strong organizational and time‑management skills.

Strong analytical skills with an attention to detail.

Proficiency with Microsoft Outlook, Word, and Excel.

Experience with Dataphile is an asset.

High level of product knowledge.

Fluent English; bilingual French is an asset.

Why Aviso Wealth

Competitive compensation package that rewards and recognizes individual contributions.

Excellent health, dental and insurance advantages.

Generous vacation time, fitness benefit, and parental leave top‑up options.

Matching contributions to our retirement program.

Commitment to continuous improvement through learning & development and an education assistance program.

Regular social events to foster teamwork.

Salary
This position is posted with an expected salary range of $83,000 – $90,000 CAD annually. Individual compensation packages are based on various factors unique to each candidate and the requirements of the position.

Equal Employment Opportunity
Aviso welcomes and encourages applications from all qualified individuals including persons with disabilities. If you require an accommodation, we will work with you to meet your needs in all stages of the hiring process.

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📌 Branch Compliance Manager, Temporary (Ontario)
🏢 Aviso Wealth
📍 Ontario