CIRO / OCRI is seeking a Compliance Examiner to assess dealers’ equity trading and related processes for regulatory compliance in Canada. The role involves field work, reviewing trading records, and advising on improvements within a hybrid work setting.
Requirements include the Canadian Securities Course and substantial securities-industry experience, with emphasis on equity and fixed income processes and back-office systems. Travel may be required.
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📌 Trading Compliance Examiner, Market Integrity Toronto
🏢 CIRO / OCRI
📍 Toronto
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