04 Aug
|
Socket.dev
|
Toronto
04 Aug
Socket.dev
Toronto
Elevate compliance standards as the Chief Compliance Officer at TMX Group. Oversee the compliance programs of key financial market infrastructures in a strategic leadership role. In this pivotal position, you will design and implement compliance frameworks for CDS Clearing and Depository Services Inc. and the Canadian Derivatives Clearing Corporation.
With a focus on regulatory adherence, you’ll collaborate with various functions, including Risk Management and Internal Audit, ensuring all operations align with legal standards. Your leadership will drive a culture of compliance while you report to the Board and Vice President of Regulatory Affairs. Key Responsibilities:
- Develop and maintain a robust compliance culture
- Assess and adapt the compliance framework continuously
- Serve as a strategic advisor on regulatory impacts
- Monitor and review compliance policies regularly
- Coordinate communication with key regulators Requirements:
- 10+ years of compliance experience
- Proven regulatory engagement with capital markets
- Deep expertise in compliance for financial infrastructures
- Robust leadership and collaboration skills
- Exceptional communication abilities at all organizational levels Lead compliance innovation and maintain regulatory integrity as TMX Group's Chief Compliance Officer.
📌 Chief Compliance Officer at TMX Group (Toronto)
🏢 Socket.dev
📍 Toronto