Advance your career as a Compliance Officer with Scotiabank in Toronto, Canada. This pivotal role focuses on compliance programs and managing conflicts within various business groups, all while maintaining regulatory standards. As a Compliance Officer, you will engage in compliance-related responsibilities within the Global Control Room team. Your expertise will help navigate the complexities of regulations, ensuring that all activities adhere to both internal and external policies.

Your role includes administering compliance protocols, managing conflicts, and collaborating on technology projects to enhance operational efficiency. Key Responsibilities:

- Administer compliance programs for material non-public information
- Manage conflicts of interest among business groups




- Maintain detailed transaction records with accurate updates
- Review and pre-clear trade requests appropriately
- Collaborate on compliance-related responses for regulatory inquiries Requirements:
- 1-3 years of compliance experience in finance
- Robust analytical and communication skills
- Knowledge of compliance industry practices
- Proficiency with Microsoft applications
- Familiarity with IIROC and FINRA rules is an asset In this role, leverage your compliance expertise to shape effective strategies at Scotiabank in Toronto.

📌 Compliance Officer at Scotiabank (Toronto)
🏢 Scotiabank
📍 Toronto