04 Aug
|
Shinhan Bank Canada
|
Toronto
04 Aug
Shinhan Bank Canada
Toronto
Posted Tuesday, July 14, 2026 at 4:00 AM Shinhan Bank Canada (SHBC) is part of the global Shinhan Financial Group, one of South Korea's leading financial institutions. At SHBC, we provide a full range of financial services including everyday banking, mortgages and loans - delivered with deep local expertise and global insight. At SHBC, you'll be part of a collaborative culture where every voice matters and your efforts directly impact the communities we serve. The Manager, RegulatoryCompliance (RCM) will report directly to and assist the Director, Compliance (RCM) in matters relating to applicable laws and regulations such as the Bank Act (BA)
• OSFI Guidelines - E-13, Corporate Governance, etc.
• Personal Information Protection and Electronic Documents Act (PIPEDA)
• CDIC Deposit Insurance Information By-law
• Income Tax Act
• Establish, manage and monitor Ethidex by uploading periodic Ethidex updates promptly, and notifying each business unit; documenting and completing timely reconciliation between Compliance regulatory website monitoring and regulatory updates received from Ethidex; and by performing and documenting operational effectiveness of the assigned RCM Compliance control objectives with evidence based self-assessments Identify new or changing regulations applicable to the Bank by regularly monitoring websites for significant changes in legislation and advising business units of recent/revised regulatory requirements; conduct risk assessment of new or changing regulations Design and develop policies and procedures to comply with the RCM, FCPF and Privacy Compliance programs Assist Director, Compliance (RCM) in conducting enterprise-wide independent monitoring and testing, and in oversight of Bank's FCPF, Privacy and RCM Framework Review Contracts, Terms and Conditions, Agreements, other official forms, and maintain an up-to-date centralized list of all arrangements identified as high risk or critical Monitor,
review and log/record customers' complaints as required under FCPF Submit periodic regulatory returns to regulators, reporting accurately and in a timely manner and serve as a liaison between the CCO and FCAC Periodically update Compliance training material and conduct training to employees Obtain applicable annual attestation and related party questionnaire from all members (Board of Directors) and senior management (SMs) Monitor and manage any litigations, claims and official requests such as Court orders and external letters from the CRA, Police and/or other law enforcement Support the preparation of the CCO Reports to the Board Committee (GCRC) and to Senior Management - quarterly and annual RCM Compliance Reports including consolidation of Ethidex Remedial Action Plan Ensure timely communication and reporting on RCM Compliance matters to the Parent Bank Monitor the Bank's internal policies and procedures for review and update and upload onto S-BASIC Support the Director, Compliance (RCM) and promptly complete ad hoc duties, as assigned from time to time Bachelor’s Degree or graduate degree required (Business, finance, law or related field) Work Experience Requirements: 5-10 years' experience working in Compliance in a financial services institution is required for this position. Legal background is considered a significant asset.
Experience in corporate policy writing and auditing preferred Planning and organizing Risk, compliance and audit mindset Canadian laws and regulations Local market knowledge Knowledge of policy development processes Project management At Shinhan Bank Canada, we are committed to creating and maintaining a diverse, inclusive and accessible workplace. We believe that a collaborative and diverse team strengthens our organization and reflects the communities we proudly serve. You will be supported and empowered to realize your full potential as we work together to shape the future of banking.
If you require accommodation at any stage of the hiring process, please let us know - we will work with you to meet your needs.
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