Lead compliance initiatives as the Chief Compliance Officer for a rapidly expanding Canadian wealth platform. This executive role focuses on CIRO adherence and strategic governance development.In this vital position, you will oversee the compliance framework while acting as a strategic partner within the investment firm. Your responsibilities will include monitoring regulatory changes, managing compliance audits, and enhancing governance structures to ensure full regulatory alignment.Key Responsibilities:
- Oversee the company's compliance framework and policies
- Ensure adherence to CIRO and regulatory requirements
- Provide guidance on governance and risk issues
- Manage compliance audits and reporting processes
- Support growth through strategic partnerships and initiativesRequirements:
- Experience as Chief Compliance Officer in regulated environments
- Deep knowledge of securities regulations and compliance
- Excellent executive communication and leadership skills
- Proven record of enhancing compliance infrastructures
- Completion of necessary licensing for this roleDrive compliance excellence and regulatory adherence with a strategic vision in a top-tier investment setting.#J-18808-Ljbffr

📌 Chief Compliance Officer For Wealth Management (Toronto)
🏢 Bilinguallink
📍 Toronto