Senior Manager Compliance in Banking (Toronto)

Senior Manager Compliance in Banking (Toronto)

04 Aug
|
TD
|
Toronto

04 Aug

TD

Toronto

Elevate your compliance career with TD as a Senior Manager in Corporate & Investment Banking in Toronto, Ontario. Drive compliance strategies, build global programs, and manage regulatory risks throughout your role. As a Senior Manager for Compliance, you will focus on Corporate & Investment Banking, including guiding public and private equity offerings.

Moreover, you'll play a crucial part in developing a robust compliance program across several regions including Canada and Asia-Pacific. This position requires in-depth compliance experience and keen insight into regulatory frameworks. Key Responsibilities:

- Provide strategic compliance advice to front office operations
- Develop global Investment Banking Compliance programs
- Monitor regulatory changes and assess their impact




- Manage compliance activities consistent with the bank's risk culture
- Conduct investigations and recommend corrective actions Requirements:
- 8-12+ years of compliance advisory experience
- Solid understanding of investment banking regulations
- Excellent communication skills in complex environments
- Familiarity with Canadian and U.S. regulatory frameworks
- JD, LLB, LLM or similar legal background preferred Join TD in shaping the future of investment banking compliance through insightful leadership and strategic guidance.

📌 Senior Manager Compliance in Banking (Toronto)
🏢 TD
📍 Toronto

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