Lead compliance as the Chief Compliance Officer for a growing Canadian wealth and investment platform. Drive adherence to CIRO and securities regulations within an entrepreneurial executive team.This executive role is crucial for developing and overseeing the firm’s compliance programs while acting as a strategic partner. You will enhance governance structures, monitor regulatory changes, and manage compliance audits. Candidates should possess a senior background in investment dealer compliance and solid leadership skills.Key Responsibilities:Oversee the company’s compliance framework and policiesEnsure adherence to CIRO and regulatory requirementsProvide guidance on governance and risk issuesManage compliance audits, reporting, and monitoringSupport growth with strategic partnerships and initiativesRequirements:Chief Compliance Officer experience in regulated environmentsDeep knowledge of securities regulations and complianceExcellent executive communication and leadership skillsProven ability to enhance compliance infrastructuresCompletion of necessary licensing for the roleDrive compliance excellence and regulatory adherence with strategic vision in a top-tier investment environment.J-18808-Ljbffr#J-18808-Ljbffr

📌 Chief Compliance Officer For Canadian Wealth Platform (Toronto)
🏢 Bilinguallink
📍 Toronto