Become the Director of Regulatory Investigations at RBC Dominion Securities in Toronto, responsible for leading compliance investigations and ensuring regulatory adherence. This strategic role offers impactful decision-making prospects. You will oversee the RCII team, managing both internal investigations and external inquiries.

Your guidance will be essential in evaluating compliance risks and fostering collaboration with key stakeholders, ensuring effective communication and documentation processes. Key Responsibilities:
Direct regulatory inquiries and lead internal investigations
Manage and develop compliance skilled teams
Identify and recommend improvements for regulatory practices
Ensure timely reporting and compliance documentation
Collaborate with compliance and legal teams for insights Requirements:
Extensive people management experience
In-depth knowledge of compliance practices
Ability to analyze complex regulatory matters
Robust communication and relationship-building skills
Detail-oriented with a continuous improvement focus Take the lead in regulatory investigations and compliance at RBC Dominion Securities, playing a pivotal role in risk management.

📌 Regulatory Investigations Director At Rbc Winnipeg
🏢 RBC
📍 Winnipeg