Elevate your career with Moomoo Canada Financial Inc. as an Investment Compliance Analyst, focusing on crucial elements of regulatory compliance and compliance risk assessment. Join a forward-thinking team that values professional growth. As an Investment Compliance Analyst, you will assist in enhancing Moomoo’s compliance framework under the supervision of the Chief Compliance Officer.

Your role involves monitoring for unusual activities, managing client onboarding, and addressing compliance communications. You will play a vital part in maintaining regulatory standards in the rapid-evolving financial services landscape. Key Responsibilities:
Supervise AML and ATF compliance measures
Review account onboarding for compliance and KYC




Evaluate marketing communications for adherence
Document and investigate client complaints
Assist with regulatory filings and oversight Requirements:
Degree in business, finance, or compliance field
Experience in financial services compliance preferred
Familiarity with Canadian regulatory requirements
Robust analytical and investigative skills
Excellent communication and organizational abilities Capitalize on this prospect to enhance Moomoo’s compliance efforts while advancing your own career in Toronto.

📌 Investment Compliance Analyst At Moomoo Toronto
🏢 PVH (Tommy Hilfiger/Calvin Klein)
📍 Toronto