Join BMO as a Senior Compliance Officer and take charge of client complaints and regulatory inquiries within a agile Wealth Compliance team. Use your expertise in investigations to enhance compliance data reporting to senior management.
This role involves leading internal investigations, responding to complaints, and analyzing compliance issues. You will collaborate with various stakeholders, including management and regulators, while maintaining regulatory obligations. Your impact will be crucial in managing regulatory risks and achieving compliance goals in a constantly evolving setting.
Key Responsibilities:
• Analyze and respond to client complaints efficiently
• Conduct internal reviews and offer remediation recommendations




• Communicate effectively with management and regulators
• Manage inquiries from regulatory bodies concisely
• Support compliance goals with timely data reporting
Requirements:
• Minimum of 6 years in compliance or relevant experience
• Completion of Canadian Securities Course (CSC)
• Solid analytical and problem-solving skills
• Excellent communication and relationship management abilities
• Ability to maintain confidentiality and manage sensitive information
Elevate your career in compliance and regulatory risk management at BMO Financial Group.
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📌 Senior Compliance Officer At Bmo Toronto
🏢 BMO
📍 Toronto