Compliance Risk Assessment Analyst

Status: Contract (10 months)

Location: Montréal, QC (downtown, Hybrid, 3 days onsite)

The CIB Americas Analyst will assist with:

- Development of databases and questionnaires, reporting on risk assessment results, and securely storing all risk assessment documentation
- Development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements and obligations
- Creating and maintaining the process by which the business documents and assesses their controls through the risk assessment framework
- Training and coordinating the execution of Compliance Risk Assessment campaigns
- Quality assurance reviews of risk assessment results to confirm consistency and completeness of responses
- Supporting 1LOD with documentation of corrective action plans in the appropriate repository, along with owner and target date
- Identification of potential enhancements to compliance risk assessment methodologies, procedures, processes, tools and user interface, risk indicator inputs, analytics, and reporting formats
- Compliance with external regulatory requirements and expectations, internal control standards, and Group/Americas/IHC/Operating Entity policies, procedures, and standards regarding Compliance Risk Assessments




- Development of Compliance Risk Assessment reporting and presentations to appropriate governing bodies

Reporting Structure

- Reports to the Head of Compliance Risk Assessment based in NYC/NJ, with an administrative reporting line to a Compliance manager in Montreal.

Work Conditions

- Standard office working conditions, Monday to Friday.

Strengths and Skills That Will Help You Succeed

- Strong knowledge of data analytics, working with structured and unstructured data. Robust Excel knowledge, including advanced formulas
- Strong communication skills, including writing concise and substantive commentary to summarize results
- Robust attention to detail
- Presentation and reporting skills across MS Excel, SharePoint, Word, and PowerPoint
- Strong execution skills with the ability to work successfully under demanding deadlines
- Team player able to work collaboratively across front and back office stakeholders and senior management
- Problem solving and root cause identification skills

Education BA or BS degree required

Years of Experience

1 to 3 years working for a financial services firm and/or self-regulatory organization, preferably in Compliance, Risk, Regulatory, and/or data analytics roles

Languages

Professional working proficiency in English is required

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