Elevate your compliance career with TD as a Senior Manager in Corporate & Investment Banking in Toronto, Ontario. Drive compliance strategies, build global programs, and manage regulatory risks throughout your role.
As a Senior Manager for Compliance, you will focus on Corporate & Investment Banking, including guiding public and private equity offerings. Moreover, you'll play a crucial part in developing a robust compliance program across several regions including Canada and Asia-Pacific. This position requires in-depth compliance experience and keen insight into regulatory frameworks.
Key Responsibilities:
• Provide strategic compliance advice to front office operations • Develop global Investment Banking Compliance programs • Monitor regulatory changes and assess their impact • Manage compliance activities consistent with the bank's risk culture • Conduct investigations and recommend corrective actions
Requirements: • 8-12+ years of compliance advisory experience • Robust understanding of investment banking regulations • Excellent communication skills in complex environments • Familiarity with Canadian and U.S. regulatory frameworks • JD, LLB, LLM or similar legal background preferred
Join TD in shaping the future of investment banking compliance through insightful leadership and strategic guidance.
📌 Senior Manager Compliance in Banking (Toronto)
🏢 TD
📍 Toronto
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