Job Description - Transition Planner (2500769)Transition Planner - 2500769At Raymond James,we develop,we collaborate,we decide,we deliver, andwe improve together.Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.Transition PlannerHow does the role impact the organization?This role provides transition oversight and planning support and acts as a liaison between the home office and new Financial Advisors and Agents joining Raymond James Ltd.What will your role be responsible for?Assist the National Sales team in transitioning Financial Advisors/Agents in Canada to Raymond James; Customize transition requirements to the needs of the Financial Advisors/Agents; Maintain an ongoing dialogue with transitioning Financial Advisors/Agents to Raymond James; Understand and educate transitioning Financial Advisors/Agents and their support staff on the policies and procedures relating to operations, compliance, marketing, technology, investment products and general business issues; Provide remote or onsitebranch support as needed; Manage weekly transitioncalls/meetings with Financial Advisors/Agents and their teams; Participate in internal projects; andPerform other dutiesand responsibilities as assigned.What can you expect from us?Our most important investment is in people. Upon eligibility, Raymond James Ltd offers flexible workstyles, a competitive compensation and benefits package. Our perks range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses, Tuition Reimbursement and many more! We also support internal promotion and community involvement.What do we expect from you?Fundamental knowledge of investment concepts, practices,



and procedures used in the securities industry; Proficient in Microsoft Office with a willingness and ability to learn new applications; Excellent problem solving skills; Be able to Collaborate, commit and willing to accept additional responsibilities; Work within deadlines ina high-volume and demanding environment while maintaining a high level of service and an imperative attention to detail; Demonstrate email,videoconferencing, and telephone etiquette and relationship management skills; Work independentlyas well as collaboratively within a team environment; Exercise tact and discretion in the handling of confidential information; andCommunicate proficiently in French is an assetPrevious experience with Dataphile is an asset.Educational/Previous Experience RequirementsPost-secondary diploma or degree; and3 or more years’ experience in the Investment Brokerage or Financial Services Industry.Licenses/CertificationsInvestment Representative licensing; orCompletion of both Canadian Securities Course (CSC) and Conduct and Practice Handbook Course (CPH).TravelYou are willing to travel within Canada up to 40% of the time.We encourage our associates at all levels to:Grow professionally and inspire others to do the sameWork with and through others to achieve desired outcomesMake prompt,



pragmatic choices and act with the client in mindTake ownership and hold themselves and others accountable for delivering results that matterContribute to the continuous evolution of the firmJobAdministrative & Support ServicesPrimary LocationOther LocationsRaymond James Ltd. is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and of the Canadian Investor Protection Fund (CIPF). Customers’ accounts are protected by the Canadian Investor Protection Fund within specified limits. A brochure describing the nature and limits of coverage is available upon request or atwww.Cipf.Ca. 3 Macs, MacDougall, MacDougall & MacTier and Raymond James Correspondent Services are divisions of Raymond James Ltd. Raymond James Ltd. is an integrated financial services firm. Its subsidiaries, Raymond James Investment Counsel Ltd., Raymond James Financial Planning Ltd., Raymond James Trust (Canada) and Raymond James Trust (Québec) Ltd. are not members of the IIROC or the CIPF. Please consult each subsidiary’s webpages for applicable corporate, regulatory or membership information.www.Cipf.CaAt Raymond James – we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.Here at Raymond James we demonstrate our commitment to ensuring equal opportunities for all candidates. To request accommodations, candidates are instructed to contact Human Resources via email at [email protected]. By reaching out to this email address, candidates can communicate their specific requirements and discuss the necessary accommodations they may need to participate fully in the recruitment process.Salary Range: BC (based on Education, Work Experience, etc) $73,000-77,000 in addition to competitive performance bonuses/incentives.#J-18808-Ljbffr

📌 Transition Planner - C$73,000 - C$77,000 A Year (Toronto)
🏢 Raymond James
📍 Toronto