Job Role : Operations - Compliance Officer

Duration : 8+ months (Highly chance to extends)

Location : Montreal, QC (Need to go 3 days in week onsite)

Job Description :

- Development of databases and questionnaires, report on risk assessment results, and securely store all risk assessment documentation;
- Development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements and obligations;
- Creating and maintaining the process by which the business will document and assess their controls through the risk assessment framework;
- Training and coordinating the execution of Compliance Risk Assessment campaigns:
- Quality assurance reviews of risk assessment results to review consistency and completeness of responses;
- Supporting 1LOD with the documentation of corrective action plans in the appropriate repository along with owner and target date;
- Identification of potential enhancements to the compliance risk assessment methodologies, procedures, processes, tools and user interface, risk indicator inputs, analytics and reporting formats;
- Comply with external regulatory requirements and expectations; internal control standards; Group, Americas, IHC and Operating Entity policies, procedures and standards with regard to Compliance Risk Assessments as appropriate;




- Development of Compliance Risk Assessment reporting and presentations to appropriate governing bodies;

The strengths and skills that will help you succeed:

- Strong knowledge of data analytics, working with structured and unstructured data. Robust Excel knowledge, including use of advanced formulas.
- Strong communication skills including proficiency in writing concise and substantive commentary to summarize results.
- Strong attention to detail.
- Presentation and reporting skills including MS Excel, SharePoint, Word, and PowerPoint.
- Strong execution skills with the ability to work successfully under demanding deadlines.
- Team player with the ability to work collaboratively across front and back office stakeholders and senior management.
- Problem solving and root cause identification skills.

Education:

- BA or BS Degree a must.

Years of experience:

- 1 to 3 years’ experience working for a financial services firm and/or self-regulatory organization (preferably in Compliance, Risk, Regulatory roles and /or data analytics roles).

Mindlance is an equal-prospect employer. We are committed to inclusive, equitable, barrier-free recruitment and selection processes, and a work environment. We will be happy to work with applicants requesting accommodation at any stage of the hiring process

Mindlance Consulting Inc. (AP-2303285) is a licensed temporary staffing agency in the province of Quebec

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