Capital Markets Oversight Analyst In Vancouver

Capital Markets Oversight Analyst In Vancouver

02 Aug
|
BC Securities Commission
|
Vancouver

02 Aug

BC Securities Commission

Vancouver

Become an Oversight Analyst with the BC Securities Commission, dedicated to safeguarding British Columbia’s investment marketplace. Monitor compliance, conduct audits, and influence regulatory practices from downtown Vancouver.
As an Oversight Analyst, your role is vital in overseeing securities market infrastructure, including self-regulatory organizations and marketplaces like the TSX Venture Exchange. Engage in comprehensive analysis of regulatory filings while working alongside internal teams and the Canadian Securities Administrators to enhance market oversight.

Your insights will drive policy formulation and ensure transparent operations across the marketplace.

Key Responsibilities:
Review and analyze compliance in regulatory submissions




Support oversight of clearing agencies and marketplaces
Conduct audits to evaluate compliance risks
Deliver analysis and recommendations for regulatory actions
Engage with market participants to enhance transparency

Requirements:
Relevant degree or equivalent work experience
Familiarity with securities regulation and compliance
Ability to analyze complex issues and prepare reports
Robust judgment and initiative in decision-making
Effective written and verbal communication

Join the BC Securities Commission and play a key role in maintaining market integrity.
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📌 Capital Markets Oversight Analyst In Vancouver
🏢 BC Securities Commission
📍 Vancouver

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