Elevate your career at Sun Life as the Director of Wealth Oversight Programs, overseeing Tier 1 supervision with a commitment to excellence and client success. Experience a supportive hybrid working workplace.
Reporting to the AVP, Business Oversight Programs, you will be responsible for the strategic direction of wealth oversight activities, ensuring compliance with regulatory expectations. Your leadership of Regional and Corporate Branch Managers will be crucial to fostering a culture of accountability and performance while enhancing dealer-level risk management. This role is ideal for individuals eager to make a difference.
Key Responsibilities:
• Ensure consistent Tier 1 supervision and advisor conduct oversight • Design and apply policies for supervision manuals effectively • Serve as escalation point for regulatory inquiries and audits • Engage closely with compliance, operations, and legal teams • Support advisor growth through robust oversight frameworks
Requirements: • Skilled designation and a decade of financial industry experience • Solid knowledge of compliance standards and CIRO regulations • Outstanding interpersonal skills to influence stakeholders • History of managing high-performing teams across locations • Ability to travel nationally (10%-15%)
Shape compliance culture and client outcomes in this vital role at Sun Life. #J-18808-Ljbffr
📌 Wealth Oversight Programs Director Role Toronto
🏢 Sun Life
📍 Toronto
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