Lead compliance initiatives as the Chief Compliance Officer for a rapidly expanding Canadian wealth platform. This executive role focuses on CIRO adherence and strategic governance development.
In this vital position, you will oversee the compliance framework while acting as a strategic partner within the investment firm. Your responsibilities will include monitoring regulatory changes, managing compliance audits, and enhancing governance structures to ensure full regulatory alignment.
Key Responsibilities:
• Oversee the company's compliance framework and policies
• Ensure adherence to CIRO and regulatory requirements
• Provide guidance on governance and risk issues
• Manage compliance audits and reporting processes
• Support growth through strategic partnerships and initiatives
Requirements:
• Experience as Chief Compliance Officer in regulated settings
• Deep knowledge of securities regulations and compliance
• Excellent executive communication and leadership skills
• Proven record of enhancing compliance infrastructures
• Completion of necessary licensing for this role
Drive compliance excellence and regulatory adherence with a strategic vision in a top-tier investment setting.
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